Senior Supervision & Compliance Analyst
Listed on 2026-10-11
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Finance & Banking
Regulatory Compliance Specialist
Neuberger Berman is seeking a qualified candidate to join the Central Supervision Group (CSG) to oversee high-risk activities, ensure regulatory compliance, and support governance across Private Wealth and North American channels. The role focuses on supervision, data analysis, and collaboration with Portfolio Managers and Wealth Advisors.
The position requires a Bachelor’s degree and FINRA licenses, plus 3–5 years in an investment advisory or broker-dealer setting.
Step into the Senior Supervision & Compliance Analyst role at LGBT Great in New York, NY, United States and grow with us.
Please review the full job details above before applying.
If your experience matches this role, we encourage you to apply.
All applications are reviewed carefully by our team.
The position is based in New York, NY, United States.
This opportunity is part of our work in Finance, Legal.
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