Senior Branch Compliance Leader; Hybrid
Listed on 2026-10-11
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Finance & Banking
Regulatory Compliance Specialist -
Management
Regulatory Compliance Specialist
Location: New York
Equitable is seeking a Branch Compliance Senior Manager for the Greater NY complex. The role focuses on supporting compliance activities for about 700 Financial Advisors, under the Chief of Controls. The position is hybrid with on-site presence 2-3 days weekly, enabling teamwork and independent work.
The ideal candidate will lead audits, supervise advisor activities, and drive training initiatives while navigating insurance, brokerage, and regulatory environments.
Are you ready to take on the Senior Branch Compliance Leader (Hybrid) role at Equitable Advisors?
The position is based in New York, NY, United States.
This opportunity is part of our work in Legal, Management & Operations.
The advertised compensation is 102..
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
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