More jobs:
Control Room & Trade Surveillance Consultant
Job in
City of Niagara Falls, Niagara County, New York, USA
Listed on 2026-10-14
Listing for:
Landing Point
Full Time
position Listed on 2026-10-14
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance, Financial Crime
Job Description & How to Apply Below
Company Overview:
A globally recognized multi-strategy investment firm with extensive trading operations across various asset classes is seeking a Control Room & Trade Surveillance Consultant to support its advanced surveillance program. The role involves embedding within the compliance team to enhance the firm's global surveillance operations.
Job Responsibilities:- Review, triage, and investigate second-line surveillance alerts across global trading venues.
- Support first-line supervisory control review processes with trading desks and quant research teams.
- Conduct investigations into potential market conduct issues and produce regulatory review summaries.
- Support AML surveillance operations, including transaction monitoring and SAR analysis.
- Assist with surveillance model calibration and alert threshold review.
- Contribute to the firm's governance and risk assessment framework.
- Support regulatory engagement preparation and maintain accurate case management records.
- Assist with periodic surveillance program reviews and regulatory examination responses.
- Expertise in surveillance platforms, manipulation typologies, AML risk, or regulatory engagement.
- Experience in a technically demanding and operationally rigorous environment.
- Ability to produce work suitable for senior leadership and external regulators.
Pay Rate: $50 - $100/hr
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×