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Regulatory Ops Specialist – Investment Advisory

Job in Town of Florida, Montgomery County, New York, USA
Listing for: Robinhood
Full Time position
Listed on 2026-10-14
Job specializations:
  • Finance & Banking
    Financial Compliance
  • Government
    Financial Compliance
Salary/Wage Range or Industry Benchmark: 82000 - 110000 USD Yearly USD 82000.00 110000.00 YEAR
Job Description & How to Apply Below
Location: Town of Florida

Robinhood is seeking a Compliance Operations Specialist to support operational and regulatory activities across RAM's advisory services. You’ll coordinate with teams, ensure fiduciary duties are upheld, and help implement compliant, customer-friendly processes.

The role requires in-person collaboration across Chicago, NY, Denver, or Lake Mary offices with at least 3 days on-site weekly, contributing to a fast-paced, innovative culture.

This role, Regulatory Ops Specialist – Investment Advisory at Robinhood, could be your next move.

The Regulatory Ops Specialist – Investment Advisory role at Robinhood is now open for applications in Town of Florida, NY, United States.

Join us at Robinhood as our next Regulatory Ops Specialist – Investment Advisory in Town of Florida, NY, United States.

We are currently recruiting a Regulatory Ops Specialist – Investment Advisory for our team in Town of Florida, NY, United States.

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