×
Register Here to Apply for Jobs or Post Jobs. X

Associate, Regulation

Job in New York, New York County, New York, 10261, USA
Listing for: Global Sports Jobs Limited
Full Time position
Listed on 2026-10-16
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Salary/Wage Range or Industry Benchmark: 65000 - 90000 USD Yearly USD 65000.00 90000.00 YEAR
Job Description & How to Apply Below
Location: New York

About the Role

This role sits at the intersection of regulation, surveillance, and operations, safeguarding the integrity of prediction markets. It helps ensure markets are fair, compliant, and built to scale, from overseeing trade practice surveillance to partnering directly with regulators. Working closely with the regulatory team, the position supports a trusted, future-ready exchange in a rapidly evolving regulatory landscape.

Key Responsibilities
  • Conduct day-to-day trade practice surveillance and support the onboarding of new customers.
  • Assist with the composition of regulatory filings to the CFTC in a timely and accurate manner.
  • Continually review and update the policies and procedures of the exchange for compliance with the Commodity Exchange Act and CFTC regulations.
  • Identify, investigate, and escalation potential trade practice violations in accordance with regulatory requirements.
  • Partner closely with the regulatory team on all matters related to trade practice violations, including investigations and regulatory reporting.
  • Monitor market participation, relevant news, and the economic performance of industries underlying exchange contracts.
  • Provide rotational coverage during market hours to ensure continuous and effective market surveillance.
Required Experience & Qualifications
  • At least 1 year of experience in market regulation or compliance within a DCM, exchange, broker-dealer, or regulatory oversight body.
  • Strong attention to detail and accountability when working with sensitive or time-critical data.
  • Flexibility to support rotating shifts during live market coverage windows.
  • Interest in prediction markets, sports trading, or financial markets.
Preferred Skills
  • Familiarity with case management and market surveillance tooling.
Benefits & Perks
  • Bonus, equity, and benefits as applicable.
About the Company

Draft Kings is a publicly traded (NASDAQ: DKNG) technology company headquartered in Boston, where AI is becoming an integral part of both its present and future, powering how work gets done, guiding smarter decisions, and sparking bold ideas. Its teams are energised by innovation and readily embrace emerging technology, shaping the future rather than waiting for it to arrive. As a regulated gaming company, employees may be required to obtain a gaming licence issued by the appropriate state agency as a condition of employment, with guidance provided through the process.

Position Requirements
10+ Years work experience
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
 
 
 
Search for further Jobs Here:
(Try combinations for better Results! Or enter less keywords for broader Results)
Location
Increase/decrease your Search Radius (miles)
0
200
Filters
Education Level
Experience Level (years)
Posted in last:
Salary