Associate, Regulation
Listed on 2026-10-16
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Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
About the Role
This role sits at the intersection of regulation, surveillance, and operations, safeguarding the integrity of prediction markets. It helps ensure markets are fair, compliant, and built to scale, from overseeing trade practice surveillance to partnering directly with regulators. Working closely with the regulatory team, the position supports a trusted, future-ready exchange in a rapidly evolving regulatory landscape.
Key Responsibilities- Conduct day-to-day trade practice surveillance and support the onboarding of new customers.
- Assist with the composition of regulatory filings to the CFTC in a timely and accurate manner.
- Continually review and update the policies and procedures of the exchange for compliance with the Commodity Exchange Act and CFTC regulations.
- Identify, investigate, and escalation potential trade practice violations in accordance with regulatory requirements.
- Partner closely with the regulatory team on all matters related to trade practice violations, including investigations and regulatory reporting.
- Monitor market participation, relevant news, and the economic performance of industries underlying exchange contracts.
- Provide rotational coverage during market hours to ensure continuous and effective market surveillance.
- At least 1 year of experience in market regulation or compliance within a DCM, exchange, broker-dealer, or regulatory oversight body.
- Strong attention to detail and accountability when working with sensitive or time-critical data.
- Flexibility to support rotating shifts during live market coverage windows.
- Interest in prediction markets, sports trading, or financial markets.
- Familiarity with case management and market surveillance tooling.
- Bonus, equity, and benefits as applicable.
Draft Kings is a publicly traded (NASDAQ: DKNG) technology company headquartered in Boston, where AI is becoming an integral part of both its present and future, powering how work gets done, guiding smarter decisions, and sparking bold ideas. Its teams are energised by innovation and readily embrace emerging technology, shaping the future rather than waiting for it to arrive. As a regulated gaming company, employees may be required to obtain a gaming licence issued by the appropriate state agency as a condition of employment, with guidance provided through the process.
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