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VP, Internal Audit — Clearing Broker-Dealer Markets

Job in New York, New York County, New York, 10261, USA
Listing for: BNY
Full Time position
Listed on 2026-10-16
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, Financial Compliance, Banking & Finance, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 69000 - 160000 USD Yearly USD 69000.00 160000.00 YEAR
Job Description & How to Apply Below
Location: New York

BNY in New York seeks a senior audit professional to lead complex, global audits focused on Clearing Broker-Dealer operations. You will drive planning, fieldwork, and reporting, documenting risks, controls, and testing strategies while escalating issues to management and developing remediation actions.

The role requires 7–10 years in financial services, with a CIA or similar certification preferred and a strong grasp of regulations and market infrastructure.

The VP, Internal Audit — Clearing Broker-Dealer Markets position in the Legal, Other field is open for applications.

This is a great opening to take on the VP, Internal Audit — Clearing Broker-Dealer Markets role at BNY.

As a VP, Internal Audit — Clearing Broker-Dealer Markets, you will play an important part at BNY in New York, NY, United States.

We invite applications for the VP, Internal Audit — Clearing Broker-Dealer Markets position located in New York, NY, United States.

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