Futures Surveillance Compliance Associate , NYC

Permanent contractSG AMERICAS OPERATIONAL SECURITIES# Futures Surveillance Compliance Associate , NYCApply---New York, New York, United States Hybrid Salary  from $ 89,000 to $ 154,500

Reference 26000M1GStart date 2027/01/04

Publication date 2026/10/15## Responsibilities
** Division

Description:

** Wholesale Banking is the primary investment banking division of the Société Générale Group. Present in over 50 countries across Europe, the Americas and Asia, Wholesale Banking provides corporate, financial institutions, investors, and public-sector clients with value-added integrated financial solutions.

The SG Americas Compliance department acts as Second Line of Defense of the corporate banking, investment banking and broker–dealer activities across Societe Generale’s operations, reporting on the compliance risks and issues to local, regional, and head office management. The staff provide the business lines with guidance on relevant laws, rules, and regulations applicable to their activities and the development of related policies, procedures, training, and controls.

The Department oversees compliance with external and internal rules that govern our banking and financial activities including Know Your Customer, anti-money laundering, anti-terrorism financing, sanctions & embargoes, client protection, market integrity, anti-bribery & corruption, and data protection. Additionally, it conducts trade and communications surveillance, and manages transversal support functions that help the Department achieve its goals.

Trade Surveillance alerts review:
• Review of trade surveillance alerts and escalate issues, where appropriate, to relevant stakeholders for investigation and resolution;
• Participate in the development, testing and implementation of new and existing Trade Surveillance controls. ;
• Perform user acceptance and reasonability testing of Trade Surveillance controls;
• Contribute to the preparation management metrics and reporting;

Projects participation:
• Participate in regional and global compliance initiatives and investigations;
• Review and analyze new and/or amended industry rules and regulations;
• Assess new business initiatives and their potential impact to the  Trade Surveillance program## Profile required
** Must Have:
*** 2-5 years of experience in either Trade Surveillance (in particular Futures and/or Fixed Income), General Compliance, Front Office Trading and/or Financial Services
* General knowledge of applicable regulations relating to Banking, Broker-Dealer and Futures Commission Merchant activity
* Strong attention to detail
* Ability to work independently
* Ability to prioritize and work in a dynamic, deadline-focused environment
* Exemplary personal ethics and desire to always adhere to rules and regulations
* Ability to work well in a highly diverse team
* Ability to communicate well across all levels of an organization
* Demonstrated history of taking initiative
* Proficiency in Excel, Word and Power Point
* Excellent research and analytical skills
* Excellent written and verbal communication skills## Business insight

Societe Generale is committed to offering an inclusive recruitment experience to all candidates. If you require any reasonable accommodations during the recruitment process, please do not hesitate to let our Recruiters know.
** OUR CULTURE:
** At Societe Generale, we live by our 4 core values of commitment, responsibility, team spirit and innovation. We are engaged and demonstrate consideration for others. We act ethically and with courage. We focus our talent and energy on collective success. We experiment and propose new ideas. This way, we maximize our ability to serve client needs and anticipate market changes.

Societe Generale is committed to strengthening bonds…