Compliance Strategist — Funds & Regulators
Listed on 2026-10-20
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Location: New York
Man Group is seeking a Compliance professional to perform required compliance functions under the direction of the CCO/Head of Compliance. You will assist with annual reviews, Form PF filings, and regulatory responses, coordinating with regulators as needed.
The role involves overseeing NFA requirements, updating policies, and preparing Form ADV/40 filings while supporting onboarding of new accounts and funds, with opportunities to contribute to broader regulatory initiatives.
The New York Compliance Strategist — Funds & Regulators role at Man Group is now open for applications in New York, NY, United States.
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This posting is for the New York Compliance Strategist — Funds & Regulators role at Man Group, based in New York, NY, United States.
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