Senior – Governance, Risk & Controls

Location: New York

Job Detail Experience Level Sr Level Degree Type Bachelor of Science (BS)
Employment Full Time Working Type Hybrid Job Reference Salary Type Annually Industry Asset Management;

BDC-Business Development Corp Selling Points Lead impactful projects in financial services governance and risk management. Collaborate in a people-first firm with flexible work arrangements. Advance your career with professional development opportunities.

Job Description Senior – Governance, Risk & Controls Overview As a Senior in Governance, Risk & Controls, you will lead impactful projects within the financial services sector, enhancing client operations and governance frameworks.

Collaborate with a dynamic team that values technical excellence, innovation, and a people-first approach to problem-solving.

Engage in high-impact client engagements, contributing to strengthening controls, improving processes, and delivering value-driven recommendations.

Work within a hybrid model, offering flexibility and balance while maintaining professional growth opportunities.

Utilize your expertise in internal audit, SOX compliance, and operational processes to drive meaningful outcomes.

Benefit from a collaborative environment that fosters continuous learning and development.

Contribute to a firm that prioritizes employee well-being, offering flexible PTO and professional development programs.

Senior – Governance, Risk & Controls

Key Responsibilities & Duties Lead engagements within the financial services industry, evaluating internal controls and documenting processes effectively.

Conduct SOX compliance testing, internal audit procedures, and identify control gaps with actionable recommendations.

Prepare detailed work papers, reports, and client-ready deliverables, ensuring accuracy and clarity.

Analyze data to support insights that enhance client operations and governance frameworks.

Participate in meetings, effectively communicating project status, findings, and recommendations to stakeholders.

Collaborate with team members to ensure timely and within-scope project delivery.

Utilize Microsoft Office tools and data analysis skills to support project objectives.

Senior – Governance, Risk & Controls

Job Requirements Bachelor's degree in Accounting, Finance, or a related field is required.

Minimum of 3 years of experience in internal audit, SOX compliance, or advisory/consulting environments.

Preferred 5 years of experience with exposure to alternative asset management clients.

Proficiency in internal controls frameworks, operational processes, and SOX compliance.

Certifications such as CPA, CIA, or CISA are highly desirable.

Strong analytical, problem-solving, and communication skills are essential.

Proficiency in Microsoft Office; data analysis capabilities are advantageous.