Broker-Dealer Compliance & Surveillance Analyst; NY Potential
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Finance & Banking
Regulatory Compliance Specialist, Financial Analyst
Job Description & How to Apply Below
Location: New York
Rosenthal Recruiting is seeking a Broker-Dealer Surveillance Analyst in New York. This full-time permanent position entails monitoring regulatory compliance and ensuring adherence to policies.
Ideal candidates will have a relevant college degree and 3+ years in a compliance role. Responsibilities also include designing monitoring reports and substantial communication within teams. A competitive salary and benefits package is offered, along with annual bonus potential.
The Broker-Dealer Compliance & Surveillance Analyst (NY) — Bonus Potential position in the Finance field is open for applications.
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This posting is for the Broker-Dealer Compliance & Surveillance Analyst (NY) — Bonus Potential role at Rosenthal Recruiting, based in New York, NY, United States.
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