Trading Compliance Analyst: Risk & Regulatory Monitor
Listed on 2026-11-04
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Finance & Banking
Risk Manager/Analyst, Regulatory Compliance Specialist, Financial Compliance, Banking Analyst
Jain Global in New York, NY is seeking a Trading Compliance Analyst to join our Legal & Compliance team. The role focuses on ensuring trading activities comply with regulatory requirements and internal policies, requiring strong analytical skills and meticulous attention to detail.
Responsibilities include monitoring trades for regulatory and pre-trade controls, supporting SEC/FINRA/CFTC filings, reviewing monitoring reports, and collaborating with Trading, Risk, and Operations while staying
This role, Trading Compliance Analyst:
Risk & Regulatory Monitor at Jain Global, could be your next opportunity.
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This posting is for the Trading Compliance Analyst:
Risk & Regulatory Monitor role at Jain Global, based in New York, NY, United States.
We are looking to fill the Trading Compliance Analyst:
Risk & Regulatory Monitor position at Jain Global in New York, NY, United States.
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