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Senior Compliance Lead, Alternative Assets & SEC

Job in New York, New York County, New York, 10261, USA
Listing for: SmartRecruiters, Inc.
Full Time position
Listed on 2026-10-11
Job specializations:
  • HR/Recruitment
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 100000 - 135000 USD Yearly USD 100000.00 135000.00 YEAR
Job Description & How to Apply Below
Location: New York

IQ-EQ is seeking a Senior Manager
- Regulatory and Compliance (Alternative Assets) in New York. The role focuses on advising on U.S. securities laws, leading client interactions, and mentoring junior staff within a global investor services environment.

You will conduct annual reviews, oversee surveillance programs, and contribute to strategic compliance initiatives, with a strong emphasis on independence and high standards.

As a Senior Compliance Lead, Alternative Assets & SEC, you will play an important part at Smart Recruiters, Inc. in New York, NY, United States.

Join us at Smart Recruiters, Inc. as our next Senior Compliance Lead, Alternative Assets & SEC in New York, NY, United States.

We are currently recruiting a Senior Compliance Lead, Alternative Assets & SEC for our team in New York, NY, United States.

This is an excellent opening to take on the Senior Compliance Lead, Alternative Assets & SEC role at Smart Recruiters, Inc.

Position Requirements
10+ Years work experience
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