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Junior Compliance Associate
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-01-01
Listing for:
JW Michaels & Co.
Full Time
position Listed on 2026-01-01
Job specializations:
-
Law/Legal
Regulatory Compliance Specialist
Job Description & How to Apply Below
Direct message the job poster from JW Michaels & Co.
Executive Search, Legal & Compliance, JW Michaels & Co.Seeking a Junior Compliance Associate with a law degree (JD or international equivalent) to support regulatory, compliance, and data governance teams. This role is ideal for a 2nd–3rd year law firm candidate or a lateral hire interested in building a career in investment management compliance.
Responsibilities- Assist with code of ethics administration, personal trading reviews, and conflicts monitoring.
- Support regulatory filings, regulatory reporting, and operational compliance tasks.
- Handle data acquisition reviews and support vendor diligence processes.
- Conduct research, maintain compliance documentation, and support testing/monitoring programs.
- Work closely with Compliance, Operations, and Legal leadership on ongoing initiatives.
- Law degree required; 0–3 years’ experience in compliance, regulatory work, or a law firm setting.
- Strong attention to detail and the ability to manage multiple priorities.
- Interest in asset management, compliance frameworks, and regulatory oversight.
- Eager to learn and grow within a high‑performing team.
Not Applicable
Employment TypeFull‑time
Job FunctionLegal
IndustriesLaw Practice and Legal Services
LocationNew York, NY
Referrals increase your chances of interviewing at JW Michaels & Co. by 2x
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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