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Senior MD, Regulatory Compliance - Alternative Assets
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-01-12
Listing for:
IQ-EQ
Full Time
position Listed on 2026-01-12
Job specializations:
-
Law/Legal
Regulatory Compliance Specialist -
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading compliance firm in New York is seeking an experienced compliance professional to provide regulatory support to investment adviser clients, ensuring adherence to SEC Rules. The role involves developing compliance programs, leading internal reviews, and training clients on best practices. Candidates should have over 20 years of relevant experience, familiarity with regulatory requirements, and the ability to work independently.
This position offers a comprehensive benefits package and a competitive salary based on experience.
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Position Requirements
10+ Years
work experience
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