Securitized Product Business Oversight Compliance - VP

Job Description Purpose of the role

To provide data‑led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in compliance with Barclays legal, regulatory and ethical responsibilities.

• Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems.
• Identification and investigation of potential market abuse, including but not limited to Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti‑Competitive Conduct.
• Conduct investigation of compliance risk events or breaches.
• Oversight and check and challenge of corrective actions and preventative measures to avoid future occurrences.
• Implementation of compliance policies and procedures in line with regulatory requirements and ensuring that the bank’s internal policies are aligned with international standards, including jurisdictional requirements.
• Collaboration with 1
  
  LOD, other relevant Compliance teams and legal, and relevant risk management functions to facilitate a comprehensive approach to compliance and risk management.
• Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime.

• To contribute or set strategy, drive requirements and make recommendations for change.
• Plan resources, budgets, and policies; manage and maintain policies/processes; deliver continuous improvements and escalate breaches of policies/procedures.
• If managing a team, define jobs and responsibilities, plan for the department’s future needs and operations, counsel employees on performance and contribute to employee pay decisions/changes.
• Lead a number of specialists to influence the operations of a department, aligning strategic and tactical priorities, balancing short and long‑term goals, and ensuring budgets and schedules meet corporate requirements.
• Demonstrate clear leadership behaviours: L – Listen and be authentic, E – Energise and inspire, A – Align across the enterprise, D – Develop others.
• As an individual contributor, serve as a subject‑matter expert, guide technical direction, lead collaborative multi‑year assignments, and guide team members through structured assignments.
• Train, guide and coach less experienced specialists and provide information affecting long‑term profits, organisational risks and strategic decisions.
• Advise key stakeholders, including functional leadership teams and senior management, on functional and cross‑functional areas of impact and alignment.
• Manage and mitigate risks through assessment, supporting the control and governance agenda.
• Demonstrate leadership and accountability for managing risk and strengthening controls in relation to the work your team does.
• Show comprehensive understanding of the organisation’s functions to contribute to achieving business goals.
• Collaborate with other areas of work to stay abreast of business activity and strategies.
• Create solutions based on sophisticated analytical thought, comparing and selecting complex alternatives.
• Conduct in‑depth analysis with interpretative thinking to define problems and develop innovative solutions.
• Incorporate outcomes of extensive research into problem‑solving processes.
• Build and maintain trusting relationships and partnerships with internal and external stakeholders, using influencing and negotiating skills to achieve outcomes.
• Demonstrate Barclays Values of Respect, Integrity, Service, Excellence and Stewardship.
• Demonstrate Barclays Mindset – Empower, Challenge and Drive.

Join us as a Securitized Product Business Oversight Compliance – VP, where you’ll provide expert oversight and ensure adherence to legal,…