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Compliance File Checker – FCA Standards
Job in
Newcastle upon Tyne, Newcastle, Tyne and Wear, SY7, England, UK
Listed on 2026-01-14
Listing for:
Reed Specialist Recruitment
Full Time
position Listed on 2026-01-14
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Financial Services, Risk Manager/Analyst
Job Description & How to Apply Below
A leading organisation in wealth management is hiring a File Checker in Newcastle upon Tyne. The role involves reviewing client files to ensure compliance with FCA regulations and internal policies. Candidates should have at least a Level 4 qualification and previous experience in a compliance role. Key responsibilities include assessing suitability reports, identifying risks, and providing feedback. The position offers competitive benefits including 33 days of annual leave, enhanced parental leave, and career development opportunities.
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