Control Room - Compliance Manager
Job in
Newcastle upon Tyne, Newcastle, Tyne and Wear, SY7, England, UK
Listed on 2026-09-18
Listing for:
Lorien
Part Time
position Listed on 2026-09-18
Job specializations:
-
Finance & Banking
Financial Compliance, Regulatory Compliance Specialist
Job Description & How to Apply Below
Compliance Manager (VP level)
Location:
London (Hybrid – 2-3 days/week in office)
Our client, a leading player in the investment banking sector, is seeking a Compliance Manager (VP level) to join their UK Control Room team. This role supports the management of material non-public information and conflict of interest controls across private side activities including Global Banking, Capital Markets, and FIC.
Responsibilities- Manage Watch, Grey, and Restricted Lists
- Oversee research clearance and regulatory disclosures
- Lead training and support junior staff
- Drive improvements in control room procedures and monitoring
- Provide expert compliance advice and contribute to strategic projects
- Proven experience in a control room compliance role
- Strong knowledge of UK regulatory frameworks, Takeover Panel rules, and investment research clearance
- Excellent analytical, communication, and stakeholder management skills
This is a non-management role with high autonomy and strategic impact.
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