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Financial Advisor

Job in Newport Beach, Orange County, California, 92659, USA
Listing for: 015 Northern Trust Securities, Inc
Full Time position
Listed on 2026-10-11
Job specializations:
  • Finance & Banking
    Banking & Finance
Salary/Wage Range or Industry Benchmark: 110000 - 185000 USD Yearly USD 110000.00 185000.00 YEAR
Job Description & How to Apply Below

About Northern Trust As a global leader in innovative wealth management, asset servicing, asset management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the world’s most successful individuals, families, corporations and institutions. Since 1889, we have aligned our efforts with our three guiding Principles That Endure:
Service, Expertise, and Integrity. Together, they reflect the three cornerstones of business conduct which we strive to instill in our employees, whom we call partners, and to provide to our clients and the communities we serve worldwide. With more than 135 years of financial experience and over 24,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.

About Northern Trust:
Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.

Responsibilities

Consults with clients to identify their goals, objectives and appetite for risk. This collaboration should result in providing solutions and strategies that are aimed towards accomplishing clients’ goals Work in a team environment to identify and develop specific clients and prospects that are compatible with Northern target profiles Utilizes broad knowledge of the investment markets and terminology to inform and educate clients and partners around various strategies, particularly around concentrated positions Collaborates and understands working with NTSI traders to ensure excellence in execution Participates in team conversations to help develop and implement best in class investment strategies and solutions that will to maximize their sales efforts Thorough documentation of client notes/interaction into Salesforce is a must to ensure all members of the advisory team are informed and kept up to date on client interaction Monitors the market and information sources to make appropriate and timely strategy decisions to clients and partners Fully participates in all ongoing training and meeting initiatives Sets personal sales goals and business plan with manager based on experience and product knowledge Providing the highest level of client service to clients is a top priority Operates independently;

has in-depth knowledge of business unit / function As subject area expert, provides comprehensive, in-depth consulting and leadership to team and partners at a high technical level Carries out activities that are large in scope, cross-functional and technically difficult. Role is balanced between high level operational execution and development, and execution of strategic direction of business function activities Conducts preliminary analysis Responsible for direct interaction with different committees and/or management Strategic in developing, implementing and administering programs within functional areas.

Strong sales, communication, and group presentation skills. Individual must be goal driven and self-motivated Some travel may be required.

Experience

Minimum 5+ years of securities industry and sales experience. Must have broad based knowledge of all securities products, options expertise preferred. Required Securities license:
Series 7, 66 (or 63/65) Professional designation preferred (CFP).

Salary Range

$110, USD Salary range is a good faith estimate of base pay.

Benefits
  • retirement benefits (401k and pension)
  • health and welfare benefits (medical, dental, vision, spending accounts and disability)
  • paid time off
  • parental and caregiver leave
  • life & accident insurance
  • other voluntary and well-being benefits
  • discretionary bonus program that may include an equity component
Work Authorization

Applicants must be authorized to work in the U.S. without the need for employment-based visa sponsorship now or in the future. Northern Trust will not sponsor applicants for U.S. work visa status for this opportunity (no sponsorship is available for H-1B, L-1, TN, O-1, E-3, H-1B1, F-1, J-1, OPT, CPT or any other employment-based visa).

Working with Us

As a Northern Trust partner, you will be part of a flexible and…

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