FIG Compliance Quality Assurance Analyst

Overview

Moneycorp powers global payments for corporates, institutions and high net worth individuals, combining worldwide reach with local expertise. With over 45 years of market experience, two banking licences and offices in 11 countries, our technology delivers 24/7 accessibility, while our people deliver award-winning service. In 2024, we supported £79bn+ of international payments, reaching 190 countries in 130 currencies. Our 32k+ corporate clients benefit from our regulatory resilience with 63+ permissions globally, access to major payment rails, and proprietary technology.

Moneycorp is a place where energy, commitment to our shared success, and collaboration are core to our values. We’re restless in our drive to surpass the expectations of our customers and unlock opportunities to support them at every stage of their journey. The foundation of our success is our people, and nurturing a culture of belonging for all our colleagues is central to our journey as a global business.

To support the FIG Quality Assurance Function by providing oversight and ongoing monitoring of activities carried out by FIG Compliance. This role is responsible for conducting Quality Assurance reviews on FIG Compliance work, ensuring accuracy, consistency, and adherence to internal standards and regulatory requirements.

• Assessing account reviews on Existing Customers
• Customer Risk Assessments (CRAs) are completed accurately, fully reflecting the information held on customers, with all outcomes correctly recorded in CRM.
• Account Reviews are completed in full and conducted in strict accordance with established procedures and internal guidelines.
• All screening activities are performed accurately and comprehensively, ensuring full alignment with procedural requirements.

• Compliance Meeting reports
• All reports are completed and saved in the designated folder
• All reports have been signed by the appropriate mandated individuals

• Daily Transaction monitoring
• Monthly Transaction Monitoring reviews are completed in full and in accordance with procedures, supported by clear, understandable rationale and appropriate documentation where required.
• A QA review of daily breaches is performed to ensure that each breach has been completed correctly, with appropriate corrective actions taken and properly recorded.

Record Keeping

• All information is accurately recorded in the correct CRM fields.
• All documentation is stored in the appropriate CRM location, in line with filing requirements.
• All required translations are retained on file and easily accessible.
• Compliance logs are updated fully and accurately in accordance with procedures.
• All escalations are documented and recorded in the appropriate system

Escalations and Approvals

• All signoffs are in line with procedures
• All escalations are in line with procedures

• Post‑Account Review:
  Conduct post‑review checks of customer documentation to ensure all required actions have been correctly completed and appropriately evidenced.
• OFAC Update Review:
  Assess and verify updates related to OFAC requirements, ensuring customer files and internal systems reflect accurate and compliant information.
• Assessment of Declined and Suspended Accounts:
  Review declined or suspended account decisions to confirm that the correct approach, rationale, and procedural steps were followed, with appropriate documentation in place.
• To assess other Compliance tasks are completed in line with procedures.

We are seeking an early‑career professional with some exposure to assurance or AML/CTF compliance, seeking to build their expertise in a quality assurance role within financial services. Knowledge of the following would be beneficial:

• AML rules on  & V and applied to legal entity onboarding and refresh
• Experience of working in a Quality Assurance team
• Experience of Compliance Operations procedures
• Experience of transactional and other monitoring activities

• Strong attention to detail with the ability to work under pressure.
• Effective communicator who builds strong professional relationships.
• IT proficient, including experience with Microsoft Excel and…