Compliance Manager Financial Security

Our client is seeking a Compliance Manager within the Financial Security domain, based in Jersey. This full-time role is integral in leading the core Financial Security framework for all entities across the Channel Islands. The successful candidate will be responsible for ensuring the application of the Group Financial Security framework and related requirements consistently across both islands. This includes collaborating with the Guernsey Compliance Officer to account for local specificities while implementing and supporting Financial Security and Market Abuse and Surveillance policies and procedures.

The role entails monitoring compliance, performance, and reporting on relevant matters, overseeing compliance outsourcing arrangements, and providing independent advice on complex issues. Additionally, the Compliance Manager acts as the Money Laundering Compliance Officer and Money Laundering Reporting Officer for specific licences, reinforcing compliance with local regulations and policies. The role also includes supporting the Territory Head of Compliance in maintaining the compliance framework and delivering reports on compliance risks to management.

• Lead the implementation of Financial Security and Market Abuse policies and procedures.
• Coordinate FS and M&S initiatives and projects, ensuring local requirements are considered.
• Monitor compliance performance and maintain records related to FS and M&S.
• Support compliance training programs to enhance staff awareness.
• Advise on compliance requirements and regulatory texts specific to Jersey regulations.
• Maintain a strong relationship with regulatory authorities and manage regulatory visits.
• Analyse emerging risks associated with clients and propose compliance solutions.
• Maintain registers for accurate record keeping and compliance tracking.
• Manage compliance monitoring plans and report findings to management.
• Ensure that recommendations from audits and inspections are implemented.

• Previous experience as a Compliance Officer, Money Laundering Compliance Officer, or Money Laundering Reporting Officer.
• Recognised professional qualification in a relevant field such as compliance, risk, governance, accountancy, or law.
• Strong written and verbal communication skills, with excellent record-keeping abilities.
• Proficient in analysing complex problems and working independently to offer solutions.
• Good computer literacy across various applications, with a solid understanding of Jersey regulations.
• Strong project management skills.

This role offers the chance to play a key part in maintaining and enhancing the jurisdiction's reputation. You will work in a collaborative environment with opportunities to develop your skills in regulatory oversight, policy creation, and risk-based supervision. The organisation values professional growth and offers ample opportunities for training and career development.

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