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Regulatory Compliance Specialist

Head of AI-Enabled Advice & Guidance

Job in Newtownards, County Down, BT22, Northern Ireland, UK
Listing for: Successionwealth
Full Time position
Listed on 2026-02-16
Job specializations:
  • Management
    Regulatory Compliance Specialist
  • Finance & Banking
    Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading financial planning firm in the UK is seeking a Head of Advice Guidance to lead the evolution of advice frameworks and ensure regulatory compliance. This senior role involves strategic oversight of advice delivery standards and managing a team of specialists. The ideal candidate will possess significant experience in financial advice environments, strong stakeholder engagement skills, and a strategic mindset.

This role offers a competitive salary and enhanced benefits, including a generous pension scheme and professional development support.
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