Compliance Consultant: Ethics & Regulatory Programs
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Business
Regulatory Compliance Specialist -
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
ACA Group seeks a Regulatory Compliance Consultant to support supervisors, relationship managers, and engagement leads in delivering Code of Ethics offerings. You will administer personal trading surveillance, certifications, disclosures, and other compliance requirements.
You will oversee monitoring activities, guide clients on outside business activities, gifts, conflicts of interest, and prepare reports for internal teams.
As a Compliance Consultant:
Ethics & Regulatory Programs, you will play an important part at ACA Group in NE, United States.
Learn more about the Compliance Consultant:
Ethics & Regulatory Programs role in the description above.
We appreciate your interest in this position.
Join ACA Group and contribute to our ongoing work.
Take a moment to read everything above and see whether this role is right for you.
This posting is for the Compliance Consultant:
Ethics & Regulatory Programs role at ACA Group, based in NE, United States.
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