Senior Regulatory Specialist

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This range is provided by Diligenta - a subsidiary of Tata Consultancy Services. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Direct message the job poster from Diligenta - a subsidiary of Tata Consultancy Services

Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do, and our aim is to transform our clients' operations. A business that has been described as ‘home’ by existing employees, we drive a culture that is founded on positive change and development.

Summary of the Role

We’re looking for the ideal candidate to take on this opportunity to guide the regulatory aspects of technology and risk frameworks within broader systems and corporate oversight. The position has a focus on horizon scanning, regulatory change with the ideal candidate has a knowledge of AI and regulatory technology (Reg Tech).

All role incumbents must maintain a good working knowledge of applicable FCA principles, specifically including (but not limited to) Consumer Duty and the fair treatment of vulnerable customers to ensure good customer outcomes are at the heart of our culture and all roles and activities. In addition, participate in all required and mandatory training as required.

Please be aware that this role is available in various locations such as:
Peterborough, Bristol, Glasgow.

• 33 days including Bank Holidays
• Eligibility for an annual discretionary bonus scheme
• Personal and career development opportunities to progress your aspirations within the company as well as through our global parent company (Tata Consultancy Services)
• Access to Perks at Work (an online discounted shopping platform) saving you money on a wide range of goods and services, including your weekly food shop, holidays and electrical goods
• Cycle to Work Scheme & Interest free Season Ticket loans
• A company wide Wellbeing programme, including an Employee Assistance Programme and other benefits/resources to support your mental/physical and financial wellbeing
• A comprehensive set of Moments that Matter policies, such as Carer’s Leave, Foster Leave and Retirement Leave
• A contributory company pension scheme where we match your contributions up to 6%, Group Life Assurance ('Death in Service") & Group Income Protection
• Apply to find out about our other benefits

What You’ll Be Doing

• Play a key technical and advisory role, providing advice & guidance to business areas, to ensure that Diligenta remains compliant with FCA rules and guidance; provide specialist technical guidance and expertise on regulatory and legislative matters to senior management and operational business managers, in particular to support the Technical Manager in ensuring Conduct Risk and the Consumer Duty are fully considered, as necessary.
• Monitor the introduction of new legislation/regulations from relevant regulators/bodies, identifying and analysing those of impact to Diligenta. Provide support and advice & guidance for their communication and implementation.
• Provide SME expertise on Reg Tech and AI oversight and guidance.
• Undertake oversight exercises, including regulatory gap analysis and thematic assurance reviews.
• Represent Compliance at internal and external Governance forums and committees, ensuring that regulatory considerations and requirements are understood to enable compliant delivery of objectives
• As required, provide administration support to the Technical Manager and Head of Regulatory Services & Oversight for liaison with Diligenta’s FCA Supervision Team and its Proactive Engagement Programme.
• Support and advise Operations on the maintenance of Training and Competence (T&C) Policy and exercise oversight of the business in its adherence to the T&C Scheme; implement and maintain Compliance owned regulatory policies and procedures, controls across Diligenta and provide training to senior management and staff as necessary.
• Support…