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Regulatory Compliance Specialist Financial Services

Compliance Analyst - Financial Markets & Risk Insights

Job in Oakdale, Washington County, Minnesota, USA
Listing for: Osaic
Full Time position
Listed on 2026-01-01
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Services
Salary/Wage Range or Industry Benchmark: 55000 - 63000 USD Yearly USD 55000.00 63000.00 YEAR
Job Description & How to Apply Below
A financial services firm is seeking a Compliance Analyst to safeguard operations by monitoring advisor activity and identifying potential compliance risks. This role involves analyzing trade data, creating summaries for compliance teams, and assisting in surveillance procedures. Candidates should have 3-5 years of experience in the financial securities industry and be proficient in MS Excel. Excellent communication skills are essential.

This position offers a full-time role with a salary range of $55,000-$63,000 annually plus bonuses.
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