Hybrid IA Compliance Analyst — In-Office
Job in
Oakdale, Washington County, Minnesota, USA
Listed on 2026-01-01
Listing for:
Advisor Group
Full Time
position Listed on 2026-01-01
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services -
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading financial services firm is seeking a Senior Analyst for Regulatory Services to oversee compliance functions for investment advisory services. The ideal candidate will have 3-5 years of experience, strong analytical skills, and proficiency in MS Excel. Responsibilities include review support, issue resolution with internal teams, and ensuring compliance with firm regulations. This role requires a hybrid work arrangement with a minimum of 4 days on-site and offers a competitive salary ranging from $90,000 to $100,000 plus additional benefits.
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