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Senior Surveillance Analyst - Compliance Risk & Analytics

Job in Oakdale, Washington County, Minnesota, USA
Listing for: Advisor Group
Full Time position
Listed on 2026-01-12
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, Financial Analyst
Salary/Wage Range or Industry Benchmark: 80000 - 100000 USD Yearly USD 80000.00 100000.00 YEAR
Job Description & How to Apply Below
A financial services company is seeking a Senior Surveillance Analyst to ensure compliance with regulatory standards. This critical role includes conducting reviews of advisor activities, identifying potential risks, and providing insights to mitigate risk. Strong analytical skills, proficiency in MS Office, and three to five years of experience in the financial securities industry are required. This full-time role is based in Oakdale, MN, and offers a hybrid work schedule.
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Position Requirements
10+ Years work experience
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