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Senior Surveillance Analyst — Compliance Risk Leader

Job in Oakdale, Washington County, Minnesota, USA
Listing for: Advisor Group
Full Time position
Listed on 2026-01-12
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 80000 - 100000 USD Yearly USD 80000.00 100000.00 YEAR
Job Description & How to Apply Below
A financial services firm seeks a Senior Surveillance Analyst to ensure compliance with regulatory standards. This role involves reviewing Field Advisor activities, detecting potential risks, and providing actionable insights. Candidates should have strong analytical skills, with several years in the financial securities industry. Proficiency in MS Office, especially Excel, and a relevant degree are preferred. A competitive compensation package is offered, along with additional benefits such as health, vision, and dental insurance.
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Position Requirements
10+ Years work experience
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