Financial Compliance Analyst – Audit & Advisory Services
Listed on 2026-10-06
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Finance & Banking
Financial Services, Financial Compliance, Financial Advisor / Consultant, Accounting & Finance
Carson Wealth is seeking a Compliance Analyst to help the firm and its advisors adhere to the rules and regulations of the financial services industry. You will conduct examinations of Partner offices across the United States and support supervisory monitoring, compliance testing, training, and other risk activities.
The role requires a bachelor’s degree, Series 7 and 66 licenses (or within one year), and at least two years of compliance experience.
This role, Financial Compliance Analyst – Audit & Advisory Services at Carson Wealth, could be your next opportunity.
As a Financial Compliance Analyst – Audit & Advisory Services, you will play an important part at Carson Wealth in Omaha, NE, United States.
We invite applications for the Financial Compliance Analyst – Audit & Advisory Services position located in Omaha, NE, United States.
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