Compliance Audit Analyst — Financial Services & Risk
Listed on 2026-10-17
-
Finance & Banking
Financial Compliance, Risk Manager/Analyst, Regulatory Compliance Specialist, Financial Services
Carson Group in Omaha, NE seeks a Compliance professional to help the firm and its advisors adhere to SEC/FINRA rules. You will conduct examinations of Partner offices across the U.S., assist with supervisory reviews, testing, training, and documentation to strengthen compliance and risk practices.
The role requires a Bachelor’s degree, Series 7/66 or enrollment within a year, and 2+ years in a fast-paced compliance environment. Travel up to 40% and strong communication skills are essential.
Join us at Carson Group as our next Compliance Audit Analyst — Financial Services & Risk in Omaha, NE, United States.
Consider building your career as a Compliance Audit Analyst — Financial Services & Risk at Carson Group.
The Compliance Audit Analyst — Financial Services & Risk position in the Legal, Management & Operations field is open for applications.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).