Financial Compliance Analyst – Audit & Advisory Services
Listed on 2026-10-18
-
Finance & Banking
Financial Services, Financial Compliance, Financial Advisor / Consultant, Accounting & Finance
Carson Wealth is seeking a Compliance Analyst to help the firm and its advisors adhere to the rules and regulations of the financial services industry. You will conduct examinations of Partner offices across the United States and support supervisory monitoring, compliance testing, training, and other risk activities.
The role requires a bachelor’s degree, Series 7 and 66 licenses (or within one year), and at least two years of compliance experience.
The Financial Compliance Analyst – Audit & Advisory Services role at Carson Wealth is now open for applications in Omaha, NE, United States.
We have an opening for a Financial Compliance Analyst – Audit & Advisory Services in Omaha, NE, United States within Legal, Management & Operations.
This role, Financial Compliance Analyst – Audit & Advisory Services at Carson Wealth, could be your next move.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).