SEC Audit Manager - Regulator

SEC Audit Manager / Regulator

Overview
Overseeing the audits of public companies and SEC-registered brokers and dealers to protect investors and further the public interest by preparing informative, accurate, and independent audit reports.

Job Description
As an SEC Audit Manager / Regulator, you will have the opportunity to utilize your auditing skills and experience in a rigorous inspection program of registered public accounting firms, including:

• Inspecting portions of audit work papers to assess compliance with the Sarbanes-Oxley Act, the rules of the Board, the Securities and Exchange Commission, and professional standards related to audits, report issuance, and issuer matters;
• Assessing firms' quality control structures and their impact on audit quality;
• Meeting and interviewing firm personnel to understand quality control and audit approaches, and to identify deficiencies;
• Gathering and organizing information to support inspection findings;
• Researching and consulting on technical issues;
• Communicating findings through meetings and comment forms;
• Preparing comment forms and assisting in drafting inspection reports.

As an Inspections Specialist, you will also:

• Enhance your technical skills through inspection activities and collaboration with inspection teams;
• Participate in projects to improve the Inspection program's effectiveness;
• Contribute to the development and facilitation of training courses;
• Participate in the firms' recruiting process.

Qualifications

• Current CPA (Certified Public Accountant) license required;
• Six to fifteen years of progressive experience at the Senior Manager or Manager level in auditing U.S.
  
  -traded companies;
• Bachelor's degree in Accounting; MBA or Master’s degree is a plus;
• Strong knowledge of PCAOB standards, GAAP, and/or IFRS;
• Excellent written and oral communication skills;
• Ability to work independently and in teams;
• Willingness to travel 20-30%, including internationally;
• Fluency in a foreign language is a plus.

Our Values

We value integrity, excellence, effectiveness, collaboration, and accountability as we pursue our mission and vision.

Equal Employment Opportunity

We provide equal opportunities and a harassment-free environment. Qualified applicants with criminal histories will be considered in accordance with applicable laws.

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