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Regulatory Oversight Manager – Remote & Field

Remote / Online - Candidates ideally in
Carrickfergus, County Antrim, BT38, Northern Ireland, UK
Listing for: Quilter Financial Planning
Remote/Work from Home position
Listed on 2026-06-23
Job specializations:
  • Business
    Regulatory Compliance Specialist
Job Description & How to Apply Below

Quilter Financial Planning is looking for a Regulatory Oversight Manager to deliver regulatory oversight to appointed representative firms across the UK. The role involves working closely with AR Firm Principals, managing risk assessments, and ensuring compliance with existing regulations.

The ideal candidate will have field supervision experience and hold a QCF Level 4 Diploma in Financial Advice. This position offers a flexible working environment with travel across the South East and South West regions.

Enjoy a robust benefits package including 26 days of holiday, a pension scheme, and private medical insurance.

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