Remote Brokerage Operations Quality Specialist
Overland Park, Johnson County, Kansas, 66213, USA
Listed on 2026-10-17
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Business
Regulatory Compliance Specialist
Empower Retirement, LLC is seeking a Brokerage Operations Quality Specialist to ensure seamless back-office functions for brokerage services. You will manage daily approvals, escalations, and post-transaction QA, while handling research, reconciliations, and reprocessing tasks.
The role requires 1+ year in brokerage operations, FINRA 7 registrations, and a commitment to upholding quality standards in a fast-paced environment. Remote/hybrid options supported; strong attention to detail essential.
For the Remote Brokerage Operations Quality Specialist position at Empower Retirement, LLC, we are reviewing applications now.
The position is based in Overland Park, KS, United States.
This opportunity is part of our work in Finance, Management & Operations.
The advertised compensation is 60.000 - 84.000.
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
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