Director, Compliance
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Business
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Finance & Banking
Job Description & How to Apply Below
Hybrid/Remote Position
Company IntroductionAt Revol One Financial® we offer a unique and exciting opportunity be on the ground floor of a startup that will upend the industry by being a refreshingly straight forward insurance company. Do you like to make quick decisions? Influence projects and outcomes? Be empowered to make decisions? We work differently and foster a collaborative, fun, and casual culture where employees make a meaningful impact.
As a Compliance Director of Revol One Financial, you will have the chance to mold & shape a critical area of Operations, work closely with leadership, work on numerous cross- function projects and wear multiple hats, all of which will be an excellent learning experience and provide opportunities for significant professional growth.
- Lead with Trust & Integrity – We walk the talk. Living with integrity means our actions always match our words.
- Treat others with Respect & Humility – We value every individual. We respect and care for each fostering a supportive and empathetic workplace culture.
- Always be Genuine, Honest & Transparent – We know what we are and what we are not. We let honesty and transparency guide our decisions and actions, ensuring we stay true to who we are.
- Own Your Entrepreneurial Spirit – Everyone acts like an entrepreneur. We take initiative, own our actions, and drive innovation.
- Embrace Fun & Flexibility – Agility and positivity defines us. We embrace the fun in everything we do staying nimble and enthusiastic.
- We are One Revol One Financial – We Can, and we Will succeed together. We face challenges head on with determination and commitment, confident in our ability to succeed.
Revol One Financial is seeking a highly motivated and experienced Compliance professional to support the compliance oversight of its annuity product line and related business operations. This role provides a unique opportunity to work across a broad range of compliance functions in a dynamic and evolving regulatory environment.
The ideal candidate is an experienced compliance professional who combines strong regulatory knowledge with sound judgment, exceptional communication skills, and a proactive approach to risk management. This individual will partner closely with business leaders, operational teams, and distribution partners to identify, assess, and mitigate compliance risks while helping the organization maintain a strong culture of compliance.
Success in this role requires the ability to think strategically while managing day-to-day compliance responsibilities, build effective relationships across the organization, and drive initiatives that support business growth while protecting the company from regulatory and litigation risk. The successful candidate will thrive in a fast-paced environment, demonstrate strong initiative, and be committed to making a meaningful impact on the organization.
MajorDuties & Responsibilities
- Support a broad range of compliance functions as business priorities and regulatory requirements evolve.
- Become a trusted and respected partner with internal departments to provide guidance on compliance-related procedures, standards, processes, and requirements.
- Identify compliance risks and develop practical solutions to mitigate regulatory and litigation exposure.
- Recommend enhancements to internal controls, policies, and procedures to strengthen the company’s compliance framework.
- Assist in developing and implementing strategies to address regulatory and compliance changes affecting the organization.
- Draft, review, and maintain compliance-related policies and procedures.
- Monitor ongoing compliance activities and help resolve identified issues or gaps.
- Research, interpret, and apply laws, regulations,…
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