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Remote Suitability Principal – Compliance & Advisory Ops

Remote / Online - Candidates ideally in
Miami, Miami-Dade County, Florida, 33222, USA
Listing for: MassMutual
Remote/Work from Home position
Listed on 2025-12-07
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 69000 - 90500 USD Yearly USD 69000.00 90500.00 YEAR
Job Description & How to Apply Below
A leading financial services firm is seeking a Suitability Principal to review complex brokerage transactions and ensure compliance. Candidates should have a FINRA Series 7 & 24, along with experience in the Brokerage/Advisory space.

This role offers a chance to work in a collaborative environment while directly impacting client satisfaction. With a salary range of $69,000-$90,500, the firm emphasizes competitive compensation and a supportive corporate culture.
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