Remote Investment Advisory Compliance Supervisor
Remote / Online - Candidates ideally in
Raymond, Rockingham County, New Hampshire, 03077, USA
Listed on 2026-01-12
Raymond, Rockingham County, New Hampshire, 03077, USA
Listing for:
Thecentermemphis
Remote/Work from Home
position Listed on 2026-01-12
Job specializations:
-
Finance & Banking
Financial Services, Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading financial services firm is seeking an Advisor to oversee Investment Adviser Representatives' activities, ensuring compliance with SEC regulations. The role requires a Bachelor's degree and at least two years of experience in supervision or financial services. Candidates should possess strong organizational and interpersonal skills, with a focus on attention to detail. The position allows for remote work and offers a competitive salary range of $70,000-$80,000.
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