Senior Analyst, Business Compliance, Macquarie Capital
South Waverly, Bradford County, Pennsylvania, USA
Listed on 2025-12-20
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Finance & Banking
Risk Manager/Analyst, Corporate Finance, Financial Compliance, Financial Analyst
Senior Analyst, Business Compliance, Macquarie Capital
The EMEA Macquarie Capital Business Compliance team provides advisory compliance support to Macquarie Capital, covering corporate finance advisory, principal finance and cash equities. The team works to ensure business activities meet UK and international regulatory requirements, and partners closely with stakeholders to uphold a culture of integrity and accountability. By developing and maintaining policies, processes and controls, the team helps to identify, assess and mitigate risks, whilst supporting new initiatives and ongoing training.
The team also maintains high-quality records and information to evidence compliance with regulatory standards.
While Macquarie offers hybrid working for many of our roles, this role does require 3 days a week in our advertised location.
At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 31 markets and with 56 years of unbroken profitability. You’ll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes.
What role will you play?As a Senior Analyst in the Macquarie Capital Business Compliance team, you will support the business by ensuring activities comply with relevant regulations and internal standards, including the FCA handbook and MiFID. You will advise on, and help develop policies and procedures, whilst working to identify and mitigate risks across the organisation. This can include advising on cross border queries and jurisdictional requirements.
You will maintain robust controls and provide training to colleagues, supporting new business initiatives as they arise. Through collaborating with regional and global compliance teams, you will contribute to projects and fostering a culture of integrity. Your role will also involve maintaining accurate records and management information to demonstrate compliance.
- 2-4 years compliance, risk or legal experience gained in Financial Services, Corporate Advisory or related areas.
- Strong attention to detail, with a structured and proactive approach to documentation and governance.
- Ability to build trusted relationships with senior stakeholders and front-office teams.
- Strong analytical and problem-solving skills, with the ability to interpret regulatory requirements and apply them pragmatically.
- Good understanding of private side business, particularly corporate advisory.
- Experience in maintaining high-quality records and management information to evidence compliance.
We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.
What we offer- 1 wellbeing leave day per year and a minimum of 25 days of annual leave.
- 26 weeks’ paid parental leave for primary caregivers along with 12 days of paid transition leave upon return to work and 6 weeks’ paid leave for secondary caregivers.
- Paid fertility leave for those undergoing or supporting fertility treatment.
- 2 days of paid volunteer leave and donation matching.
- Access to a wide range of salary sacrificing options.
- Benefits and initiatives to support your physical, mental and financial wellbeing including comprehensive medical and life insurance cover.
- Access to our Employee Assistance Program, a robust behavioural health network with counselling and coaching services.
- Access to a wide range of learning and development opportunities, including reimbursement for professional membership or subscription.
- Access to company funded emergency and backup dependent care services.
- Recognition and service awards.
- Hybrid and flexible working arrangements, dependent on role.
- Reimbursement for work from home equipment.
Our Risk Management Group works as an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. We are a global team that aims to manage the risks of today and anticipate the risks of…
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