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Regulatory Compliance Specialist Financial Compliance

Remote Compliance Examiner - Broker-Dealer Oversight

Remote / Online - Candidates ideally in
Coos Bay, Coos County, Oregon, 97458, USA
Listing for: Horace Mann
Remote/Work from Home position
Listed on 2026-01-01
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below
A leading financial services company based in the United States is seeking an experienced Compliance Examiner to conduct thorough examinations of branch offices and ensure adherence to industry regulations. The ideal candidate should have a bachelor's degree in a relevant field, at least 3-5 years of experience in compliance examining, and be proficient in regulatory standards. This position requires significant travel and strong analytical and communication skills.
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