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Remote Branch Supervisory Leader; Regulatory Compliance
Remote / Online - Candidates ideally in
Raymond, Rockingham County, New Hampshire, 03077, USA
Listed on 2026-01-02
Raymond, Rockingham County, New Hampshire, 03077, USA
Listing for:
Thecentermemphis
Remote/Work from Home
position Listed on 2026-01-02
Job specializations:
-
Finance & Banking
Risk Manager/Analyst -
Management
Risk Manager/Analyst
Job Description & How to Apply Below
A financial services organization is seeking a supervisor to oversee compliance and ensure adherence to policies and procedures. The successful candidate will manage financial advisors' activities, educate staff, and escalate issues to management. A Bachelor's degree is required, along with at least six years of experience in a financial services firm. This role includes travel to branch locations for supervision visits, with less than 25% travel expected.
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