Remote Compliance Lead – Financial Markets & Risk

A financial institution is seeking a Compliance Professional to oversee the Institutional Asset Management and Capital Markets Compliance Program. The role involves analyzing compliance requirements, providing guidance, and supporting regulatory examinations. Ideal candidates possess a relevant degree and significant experience in compliance-related fields, with a focus on regulatory laws like FINRA and SEC. This position is remote, offering competitive compensation ranging between $88,000 and $130,000, along with a robust benefits package.
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