CAT/CAIS Regulatory Reporting Analyst; Remote
Remote / Online - Candidates ideally in
Topeka, Shawnee County, Kansas, 66652, USA
Listed on 2026-01-02
Topeka, Shawnee County, Kansas, 66652, USA
Listing for:
Raymond James Financial, Inc.
Remote/Work from Home
position Listed on 2026-01-02
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial services company is seeking a Regulatory Operations Analyst to oversee non-financial regulatory reporting such as CAT and CAIS. The role involves collaboration with various business units, ensuring compliance, and managing risks. Candidates should have the SIE and Series 99 certifications and proficiency in regulatory reporting and Microsoft Excel. This position follows a hybrid schedule with in-office days at designated locations.
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