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CAT​/CAIS Regulatory Reporting Analyst — Remote​/Hybrid

Remote / Online - Candidates ideally in
Santa Fe, Santa Fe County, New Mexico, 87503, USA
Listing for: Raymond James Financial, Inc.
Full Time, Remote/Work from Home position
Listed on 2026-01-03
Job specializations:
  • Finance & Banking
    Financial Analyst, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A financial services firm is seeking a detail-oriented Regulatory Operations Analyst to handle regulatory reporting related to CAT and CAIS. This remote/hybrid role involves working with internal teams to ensure compliance with non-financial regulations. Candidates should have relevant licenses and strong experience in reporting and brokerage operations. Excellent communication skills and proactive engagement are essential.
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