CAT/CAIS Regulatory Reporting Analyst; Remote
Remote / Online - Candidates ideally in
Lincoln, Lancaster County, Nebraska, 68511, USA
Listed on 2026-01-04
Lincoln, Lancaster County, Nebraska, 68511, USA
Listing for:
Raymond James Financial, Inc.
Remote/Work from Home
position Listed on 2026-01-04
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
A leading financial services firm is seeking a Regulatory Operations Analyst, specializing in regulatory reporting such as CAT and CAIS. This role supports compliance operations by ensuring accurate trade and account data submissions. Candidates may have the option for fully remote work if they possess demonstrated expertise in relevant reporting. The position involves collaboration across various business units, managing regulatory risks, and preparing compliance reports.
Required certifications include SIE and Series 99 (or ability to obtain).
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