CAT/CAIS Regulatory Reporting Analyst; Remote
Remote / Online - Candidates ideally in
Little Rock, Pulaski County, Arkansas, 72208, USA
Listed on 2026-01-06
Little Rock, Pulaski County, Arkansas, 72208, USA
Listing for:
Raymond James Financial, Inc.
Remote/Work from Home
position Listed on 2026-01-06
Job specializations:
-
Finance & Banking
Financial Reporting, Regulatory Compliance Specialist
Job Description & How to Apply Below
A major financial firm is seeking a detail-oriented Regulatory Operations Analyst to support compliance operations and manage non-financial regulatory reporting. This role requires expertise in CAT and CAIS reporting and offers a hybrid work schedule with in-office days. Responsibilities include producing regulatory reports, collaborating with teams, and interpreting compliance rules. Candidates must hold SIE and Series 99 certifications. This position is ideal for those looking to grow in a regulatory environment.
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