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Remote CAT​/CAIS Regulatory Reporting Analyst

Remote / Online - Candidates ideally in
Frankfort, Franklin County, Kentucky, 40601, USA
Listing for: Raymond James Financial, Inc.
Remote/Work from Home position
Listed on 2026-01-06
Job specializations:
  • Finance & Banking
    Financial Analyst, Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial services firm is seeking a Regulatory Operations Analyst to support compliance operations with expertise in CAT and CAIS regulatory reporting. The role emphasizes collaboration across business units, regulatory report production, and risk management. This position may be fully remote for experienced candidates and typically follows a hybrid schedule, requiring in-office days for collaboration. Candidates should possess a detail-oriented mindset, strong skills in regulatory reporting, and necessary certifications including SIE and Series 99.
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