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CAT/CAIS Regulatory Reporting Analyst; Remote
Remote / Online - Candidates ideally in
Montgomery, Montgomery County, Alabama, 36136, USA
Listed on 2026-01-06
Montgomery, Montgomery County, Alabama, 36136, USA
Listing for:
Raymond James Financial, Inc.
Remote/Work from Home
position Listed on 2026-01-06
Job specializations:
-
Finance & Banking
Financial Reporting, Financial Analyst
Job Description & How to Apply Below
A leading financial services company seeks a Regulatory Operations Analyst to manage non-financial regulatory reporting. This role requires expertise in CAT and CAIS reporting, along with SIE and Series 99 certifications. The analyst will collaborate across various departments to ensure compliance with regulatory requirements, interpret new regulations, and support process improvement. Remote work may be possible for qualified candidates. This hybrid-friendly position averages 12 in-office days per month, providing a balance of flexibility and collaboration.
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