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Senior Compliance Examiner, PCG Branch Exams; Remote
Remote / Online - Candidates ideally in
New York, New York County, New York, 10261, USA
Listed on 2026-01-14
New York, New York County, New York, 10261, USA
Listing for:
BBF Wealth
Remote/Work from Home
position Listed on 2026-01-14
Job specializations:
-
Finance & Banking
Financial Compliance, Financial Services
Job Description & How to Apply Below
Location: New York
A financial services firm is seeking a compliance examiner to conduct branch examinations across the U.S. The role requires advanced knowledge of the securities industry, strong documentation and communication skills, and the ability to manage compliance risks. Ideal candidates will hold a Bachelor’s degree and have three years of licensed examination experience. This position offers a salary range of $80,000 to $95,000 with potential for remote work and travel requirements of up to 50%.
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Position Requirements
10+ Years
work experience
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