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Financial Consultant Financial Services

Private Client Assurance Analyst | Reg & Compliance Focus

Remote / Online - Candidates ideally in
Leicester, Leicestershire, LE1, England, UK
Listing for: mbf
Remote/Work from Home position
Listed on 2026-02-16
Job specializations:
  • Finance & Banking
    Financial Consultant, Financial Services
Job Description & How to Apply Below
A financial planning firm is seeking an experienced Private Client Advice Business Assurance Analyst to review and assess the suitability of financial advice for private clients. The role requires a Level 4 Diploma in Financial Planning and solid experience with FCA regulatory requirements. You will ensure advice meets compliance standards while contributing to process improvements and stakeholder discussions. With a salary up to £67,000, benefits include generous leave, pension contributions, and flexible working from home options.
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