Remote 2nd-Line Compliance Monitor - Wealth Management
Remote / Online - Candidates ideally in
Bangor, Bangor (Wales), Gwynedd, Wales, UK
Listed on 2026-02-16
Bangor, Bangor (Wales), Gwynedd, Wales, UK
Listing for:
Willow Resourcing
Remote/Work from Home
position Listed on 2026-02-16
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
A highly respected Wealth Management firm is seeking a Compliance Monitoring Officer in a predominantly remote role. You will conduct Compliance Monitoring to review effectiveness across the business, design and execute reviews, and produce high-quality reports. Ideal candidates will have CII Level 4 qualifications, wealth management experience, and a strong understanding of regulatory frameworks. This position allows for career advancement and involves occasional visits to company offices across the South and South West of England.
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