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Remote Compliance Monitoring Specialist – Wealth Management

Remote / Online - Candidates ideally in
Wales, UK
Listing for: Willow Resourcing Limited
Remote/Work from Home position
Listed on 2026-02-16
Job specializations:
  • Finance & Banking
    Financial Services, Wealth Management
Job Description & How to Apply Below
A growing wealth management firm in the United Kingdom is looking for a Compliance Monitoring professional to undertake 2nd LoD reviews and ensure effective compliance controls. Although predominantly remote, the role requires occasional visits to offices across the South and South West. Ideal candidates will have a CII Level 4 qualification and experience in wealth management, pensions, and investments. Join this expanding firm for opportunities in career progression and professional development.
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